Nepal Rastra Bank Regulation on Bank Guarantee Charges in Nepal February 03, 2026 - BY Admin

Nepal Rastra Bank Regulation on Bank Guarantee Charges in Nepal

1. Introduction 

Nepal Rastra Bank regulation on bank guarantee charges refers to the regulatory framework issued by Nepal Rastra Bank that governs how licensed banks and financial institutions in Nepal may levy fees, commissions, and related costs for issuing bank guarantees. These regulations ensure transparency, uniformity, and consumer protection within Nepal’s banking system.


2. Context & Importance

Bank guarantees are a core risk-mitigation instrument in Nepal’s commercial, infrastructure, import–export, and public procurement sectors. Without regulatory oversight, guarantee charges could vary arbitrarily, increasing costs for businesses and distorting competition.

Nepal Rastra Bank (NRB), as the central monetary authority, regulates guarantee-related charges to:

  • Maintain pricing discipline in the banking sector

  • Protect borrowers, contractors, and importers from excessive fees

  • Ensure risk-based but fair pricing aligned with prudential norms

  • Support financial stability and contract enforcement

For contractors bidding on government projects, importers posting customs guarantees, or companies providing performance security, understanding NRB’s rules on guarantee charges is not optional—it is a compliance requirement.


3. Key Regulatory Framework Governing Bank Guarantee Charges

NRB does not regulate bank guarantee charges through a single standalone regulation. Instead, control is exercised through a combination of binding directives, unified circulars, and prudential guidelines, including:

Together, these instruments define what banks may charge, how charges must be disclosed, and what practices are prohibited.


4. What Is a Bank Guarantee? (Regulatory Definition)

A bank guarantee is a written undertaking issued by a licensed bank, on behalf of a customer, to pay a specified amount to a beneficiary if the customer fails to fulfill a contractual or legal obligation.

Purpose

  • Secures contractual performance

  • Mitigates counterparty risk

  • Replaces cash deposits or collateral

Scope

  • Government contracts

  • Customs and tax obligations

  • Import–export transactions

  • Corporate and infrastructure projects

Practical Use

  • Bid security guarantees

  • Performance guarantees

  • Advance payment guarantees

  • Customs and statutory guarantees


5. NRB-Regulated Principles on Bank Guarantee Charges

NRB regulates guarantee charges through principle-based controls, not rigid price fixing.

Core Regulatory Principles

Banks must ensure that:

  • Charges are reasonable and risk-based

  • Pricing policies are board-approved

  • Fees are uniformly applied to similar customers

  • All charges are fully disclosed upfront

  • No hidden or unauthorized fees are imposed

Banks may not:

  • Levy arbitrary or discriminatory charges

  • Alter charges mid-tenure without contractual basis

  • Bundle unrelated fees into guarantee pricing

  • Circumvent disclosure requirements


6. Types of Bank Guarantee Charges Recognized Under NRB Framework

Under NRB supervision, guarantee-related charges generally fall into the following categories:

1. Commission on Bank Guarantee

  • Primary recurring charge

  • Usually calculated as a percentage per annum

  • Charged quarterly, half-yearly, or annually

2. Issuance or Processing Fee

  • One-time upfront fee

  • Covers documentation and administrative costs

3. Renewal or Extension Fee

  • Applicable when guarantee validity is extended

  • Priced proportionally to extension period

4. Amendment Charges

  • For changes in amount, beneficiary, or terms

5. Claim Handling Charges (if applicable)

  • Regulated to prevent excessive penalization

NRB requires these charges to be clearly itemized, not aggregated.


7. Requirements / Eligibility to Avail Bank Guarantee (NRB Perspective)

To issue a bank guarantee under NRB-regulated conditions, a customer must generally meet the following criteria:

  • Valid account relationship with the bank

  • Satisfactory creditworthiness and risk rating

  • Adequate collateral or margin as per bank policy

  • Compliance with KYC and AML requirements

  • Purpose aligned with lawful and permitted activities

Banks must document eligibility assessment as part of internal audit and NRB inspection readiness.


8. Documents Required for Bank Guarantee Issuance

Typical documentation required under NRB-compliant practices includes:

  • Formal application for bank guarantee

  • Underlying contract or work order

  • Bid documents or procurement notice (for bid guarantees)

  • Board resolution (for corporate clients)

  • Financial statements and cash flow projections

  • Collateral or margin documentation

  • KYC documents and tax registration

Common Mistakes Businesses Make

  • Assuming guarantee charges are negotiable post-issuance

  • Ignoring renewal cost implications

  • Overlooking amendment fees

  • Failing to confirm NRB-compliant disclosure in sanction letters


9. Step-by-Step Process for Bank Guarantee Issuance (NRB-Aligned)

  1. Application Submission
    Customer submits guarantee request with supporting documents.

  2. Credit & Risk Assessment
    Bank evaluates exposure, collateral, and risk category.

  3. Approval & Pricing Determination
    Charges set as per board-approved NRB-compliant policy.

  4. Disclosure & Acceptance
    Customer receives full breakdown of guarantee charges.

  5. Guarantee Issuance
    Bank issues guarantee instrument to beneficiary.

  6. Ongoing Monitoring
    Bank monitors exposure until expiry or discharge.


10. Bank Guarantee Charges in Nepal (Indicative)

NRB does not prescribe fixed bank guarantee rates. Instead, banks determine charges within NRB-approved policies, typically ranging from 0.25% to 3.00% per annum, depending on risk, tenure, and collateral.

Indicative Charge Structure

Charge TypeTypical Range
Guarantee Commission0.25% – 3.00% p.a.
Issuance / Processing FeeNPR 500 – NPR 5,000
Renewal FeePro-rata commission
Amendment FeeNPR 500 – NPR 2,000
Margin Requirement0% – 100% (risk-based)

Charges vary by bank policy, risk profile, and NRB directives in force.


11. Timeline / Duration

StageEstimated Time
Application & Review1–3 working days
Credit Approval2–5 working days
IssuanceSame day after approval
Total Estimated Time3–7 working days

12. Validity, Renewal, and Lifecycle of Bank Guarantees

Under NRB-regulated practices:

  • Guarantees are time-bound

  • Expiry date must be clearly stated

  • Automatic renewal is not permitted without consent

  • Extensions require fresh approval and revised charges

  • Discharge or release must be documented

Failure to manage validity properly may lead to unnecessary renewal charges or blocked credit limits.


13. Ongoing Obligations & Best Practices (NRB Expectations)

Banks and customers must adhere to the following:

  • Charges must remain transparent and documented

  • Customers should monitor expiry and renewal timelines

  • Banks must maintain adequate capital coverage

  • Internal audits must review guarantee pricing compliance

  • Disputes must follow NRB-mandated grievance mechanisms


14. How to Verify Correct Bank Guarantee Charges

To ensure compliance with NRB regulation on bank guarantee charges:

  1. Review the bank’s schedule of charges

  2. Cross-check the sanction letter

  3. Confirm alignment with NRB Unified Directives

  4. Request written clarification for any additional fee

  5. Use NRB’s consumer complaint channels if needed

These steps are critical for contractors, importers, and corporates managing large guarantees.


15. FAQs (AEO-Optimized)

1. Are bank guarantee charges fixed by Nepal Rastra Bank?

No. NRB does not fix exact rates. It requires banks to charge within board-approved, transparent, and risk-based frameworks that comply with NRB directives.

2. Can banks change bank guarantee charges during validity?

No, except contractually allowed cases. Charges cannot be altered mid-tenure unless clearly provided in the agreement and disclosed upfront.

3. Does NRB regulate margin requirements for bank guarantees?

Yes, indirectly. NRB allows risk-based margins, but excessive or arbitrary margins may attract supervisory scrutiny.

4. Are bank guarantee charges refundable?

No. Guarantee commissions and processing fees are generally non-refundable once the guarantee is issued.

5. Can customers challenge excessive bank guarantee charges?

Yes. Customers may first approach the bank and then escalate to NRB if charges violate disclosure or fairness rules.

6. Do NRB rules apply to all banks?

Yes. All NRB-licensed banks and financial institutions must comply with NRB regulations on guarantee charges.


16. Conclusion

Nepal Rastra Bank regulation on bank guarantee charges in Nepal ensures that guarantee pricing remains transparent, fair, and aligned with risk-based banking principles. For businesses, understanding these rules reduces cost uncertainty and strengthens financial planning. For banks, compliance is not optional—it is a core supervisory obligation.


17. Disclaimer

This article is for general informational purposes only and does not constitute legal or financial advice. NRB directives and bank policies may change over time. Readers should consult the relevant bank or professional advisors for transaction-specific guidance.